Type Theory
Objects to Unify Type Classes and GADTs, by Bruno C. d. S. Oliveira and Martin Sulzmann:
We propose an Haskell-like language with the goal of unifying type classes and generalized algebraic datatypes (GADTs) into a single class construct. We treat classes as first-class types and we use objects (instead of type class instances and data constructors) to define the values of those classes. We recover the ability to define functions by pattern matching by using sealed classes. The resulting language is simple and intuitive and it can be used to define, with similar convenience, the same programs that we would define in Haskell. Furthermore, unlike Haskell, dictionaries (or
objects) can be explicitly (as well as implicitly) passed to functions and we can program in a simple object-oriented style directly.
A very interesting paper on generalizing and unifying type classes and GADTs. Classes are now first-class values, resulting in a language that resembles a traditional, albeit more elegant, object-oriented language, and which supports a form of first-class "lightweight modules".
The language supports the traditional use of implicit type class dispatch, but also supports explicit dispatch, unlike Haskell. The authors suggest this could eliminate much of the duplication in the Haskell standard library of functions that take a type class or an explicit function, eg. insert/insertBy and sort/sortBy, although some syntactic sugar is needed to make this more concise.
Classes are open to extension by default, although a class can also be explicitly specified as "sealed", in which case extension is forbidden and you can pattern match on the cases. Furthermore, GADTs can now also carry methods, thus introducing dispatch to algebraic types. This fusion does not itself solve the expression problem, though it does ease the burden through the first-class support of both types of extension. You can see the Scala influences here.
I found this paper via the Haskell sub-reddit, which also links to a set of slides. The authors acknowledge Scala as an influence, and as future work, suggest extensions like type families and to support more module-like features, such as nesting and opaque types.
A Lambda Calculus for Real Analysis
Abstract Stone Duality is a revolutionary paradigm for general topology that describes computable continuous functions directly, without using set theory, infinitary lattice theory or a prior theory of discrete computation. Every expression in the calculus denotes both a continuous function and a program, and the reasoning looks remarkably like a sanitised form of that in classical topology. This is an introduction to ASD for the general mathematician, with application to elementary real analysis.
This language is applied to the Intermediate Value Theorem: the solution of equations for continuous functions on the real line. As is well known from both numerical and constructive considerations, the equation cannot be solved if the function "hovers" near 0, whilst tangential solutions will never be found.
In ASD, both of these failures and the general method of finding solutions of the equation when they exist are explained by the new concept of overtness. The zeroes are captured, not as a set, but by higher-type modal operators. Unlike the Brouwer degree, these are defined and (Scott) continuous across singularities of a parametric equation.
Expressing topology in terms of continuous functions rather than sets of points leads to treatments of open and closed concepts that are very closely lattice- (or de Morgan-) dual, without the double negations that are found in intuitionistic approaches. In this, the dual of compactness is overtness. Whereas meets and joins in locale theory are asymmetrically finite and infinite, they have overt and compact indices in ASD.
Overtness replaces metrical properties such as total boundedness, and cardinality conditions such as having a countable dense subset. It is also related to locatedness in constructive analysis and recursive enumerability in recursion theory.
Paul Taylor is deadly serious about the intersection of logic, mathematics, and computation. I came across this after beating my head against Probability Theory: The Logic of Science and Axiomatic Theory of Economics over the weekend, realizing that my math just wasn't up to the tasks, and doing a Google search for "constructive real analysis." "Real analysis" because it was obvious that that was what both of the aforementioned texts were relying on; "constructive" because I'd really like to develop proofs in Coq/extract working code from them. This paper was on the second page of results. Paul's name was familiar (and not just because I share it with him); he translated Jean-Yves Girard's regrettably out-of-print Proofs and Types to English and maintains a very popular set of tools for typesetting commutative diagrams using LaTeX.
Monads in Action, Andrzej Filinski, POPL 2010.
In functional programming, monadic characterizations of computational effects are normally understood denotationally: they describe how an effectful program can be systematically expanded or translated into a larger, pure program, which can then be evaluated according to an effect-free semantics. Any effect-specific operations expressible in the monad are also given purely functional definitions, but these definitions are only directly executable in the context of an already translated program. This approach thus takes an inherently Church-style view of effects: the nominal meaning of every effectful term in the program depends crucially on its type.
We present here a complementary, operational view of monadic effects, in which an effect definition directly induces an imperative behavior of the new operations expressible in the monad. This behavior is formalized as additional operational rules for only the new constructs; it does not require any structural changes to the evaluation judgment. Specifically, we give a small-step operational semantics of a prototypical functional language supporting programmer-definable, layered effects, and show how this semantics naturally supports reasoning by familiar syntactic techniques, such as showing soundness of a Curry-style effect-type system by the progress+preservation method.
The idea of monadic reflection was one I never felt I really understood properly until I read this paper, so now I'll have to go back and re-read some of his older papers on the subject.
Delimited Control in OCaml, Abstractly and Concretely, System Description
We describe the first implementation of multi-prompt delimited control operators in OCaml that is direct in that it captures only the needed part of the control stack. The implementation is a library that requires no changes to the OCaml compiler or run-time, so it is perfectly compatible with existing OCaml source code and byte-code. The library has been in fruitful practical use for four years.
We present the library as an implementation of an abstract machine derived by elaborating the definitional machine. The abstract view lets us distill a minimalistic API, scAPI, sufficient for implementing multi-prompt delimited control. We argue that a language system that supports exception and stack-overflow handling supports scAPI. Our library illustrates how to use scAPI to implement multi-prompt delimited control in a typed language. The approach is general and can be used to add multi-prompt delimited control to other existing language systems.
Oleg was kind enough to send me an e-mail letting me know of this paper's existence (it appears not yet to be linked from the "Computation" page under which it is stored) and to include me in the acknowledgements. Since the paper in its current form has been accepted for publication, he indicated that it can be made more widely available, so here it is. In typical Oleg fashion, it offers insights at both the theoretical and implementation levels.
Syntactic Proofs of Compositional Compiler Correctness
Semantic preservation by compilers for higher-order languages can be verified using simple syntactic methods. At the heart of classic techniques are relations between source-level and target-level values. Unfortunately, these relations are specific to particular compilers, leading to correctness theorems that have nothing to say about linking programs with functions compiled by other compilers or written by hand in the target language. Theorems based on logical relations manage to avoid this problem, but at a cost: standard logical relations do not apply directly to programs with non-termination or impurity, and extensions to handle those features are relatively complicated, compared to the classical compiler verification literature.
In this paper, we present a new approach to “open” compiler correctness theorems that is “syntactic” in the sense that the core relations do not refer to semantics. Though the technique is much more elementary than previous proposals, it scales up nicely to realistic languages. In particular, untyped and impure programs may be handled simply, while previous work has addressed neither in this context.
Our approach is based on the observation that it is an unnecessary handicap to consider proofs as black boxes. We identify some theorem-specific proof skeletons, such that we can define an algebra of nondeterministic compilations and their proofs, and we can compose any two compilations to produce a correct-by-construction result. We have prototyped these ideas with a Coq implementation of multiple CPS translations for an untyped Mini-ML source language with recursive functions, sums, products, mutable references, and exceptions.
A submitted draft of another paper from Adam, continuing to expand LambdaTamer's reach.
A Verified Compiler for an Impure Functional Language
We present a verified compiler to an idealized assembly language from a small, untyped functional language with mutable references and exceptions. The compiler is programmed in the Coq proof assistant and has a proof of total correctness with respect to big-step operational semantics for the source and target languages. Compilation is staged and includes standard phases like translation to continuation-passing style and closure conversion, as well as a common subexpression elimination optimization. In this work, our focus has been on discovering and using techniques that make our proofs easy to engineer and maintain. While most programming language work with proof assistants uses very manual proof styles, all of our proofs are implemented as adaptive programs in Coq's tactic language, making it possible to reuse proofs unchanged as new language features are added.
In this paper, we focus especially on phases of compilation that rearrange the structure of syntax with nested variable binders. That aspect has been a key challenge area in past compiler verification projects, with much more effort expended in the statement and proof of binder-related lemmas than is found in standard pencil-and-paper proofs. We show how to exploit the representation technique of parametric higher-order abstract syntax to avoid the need to prove any of the usual lemmas about binder manipulation, often leading to proofs that are actually shorter than their pencil-and-paper analogues. Our strategy is based on a new approach to encoding operational semantics which delegates all concerns about substitution to the meta language, without using features incompatible with general purpose type theories like Coq's logic.
Further work on/with LambdaTamer for certified compiler development.
Certified Programming With Dependent Types
From the introduction:
We would all like to have programs check that our programs are correct. Due in no small part to some bold but unfulfilled promises in the history of computer science, today most people who write software, practitioners and academics alike, assume that the costs of formal program verification outweigh the benefits. The purpose of this book is to convince you that the technology of program verification is mature enough today that it makes sense to use it in a support role in many kinds of research projects in computer science. Beyond the convincing, I also want to provide a handbook on practical engineering of certified programs with the Coq proof assistant.
This is the best Coq tutorial that I know of, partially for being comprehensive, and partially for taking a very different tack than most with Adam's emphasis on proof automation using Coq's Ltac tactic language. It provides an invaluable education toward understanding what's going on either in LambdaTamer or Ynot, both of which are important projects in their own rights.
Please note that Adam is explicitly requesting feedback on this work.
Noam (uid 3913) announced on his weblog at the beginning of the year a technique that allows one to bridge the gap between meta-theoretic notions of function space and theory-internal notions, in a way that is compatible with structural induction over Higher-Order Abstract Syntax, by applying Reynolds' Definitional Interpreters for Higher-Order Programming Languages [pdf] (cf. LtU classic), and realised it as an implementation in Twelf.
That's a lot of ideas in one sentence, but since HOAS is in the air this month, I guess there are a good number of LtUers who will want to get to grips with this stuff.
Refs:
Effective Interactive Proofs for Higher-Order Imperative Programs
We present a new approach for constructing and verifying higher-order, imperative programs using the Coq proof assistant. We build on the past work on the Ynot system, which is based on Hoare Type Theory. That original system was a proof of concept, where every program verification was accomplished via laborious manual proofs, with much code devoted to uninteresting low-level details. In this paper, we present a re-implementation of Ynot which makes it possible to implement fully-verified, higher-order imperative programs with reasonable proof burden. At the same time, our new system is implemented entirely in Coq source files, showcasing the versatility of that proof assistant as a platform for research on language design and verification.
Both versions of the system have been evaluated with case studies in the verification of imperative data structures, such as hash tables with higher-order iterators. The verification burden in our new system is reduced by at least an order of magnitude compared to the old system, by replacing manual proof with automation. The core of the automation is a simplification procedure for implications in higher-order separation logic, with hooks that allow programmers to add domain-specific simplification rules.
We argue for the effectiveness of our infrastructure by verifying a number of data structures and a packrat parser, and we compare to similar efforts within other projects. Compared to competing approaches to data structure verification, our system includes much less code that must be trusted; namely, about a hundred lines of Coq code defining a program logic. All of our theorems and decision procedures have or build machine-checkable correctness proofs from first principles, removing opportunities for tool bugs to create faulty verifications.
Adam Chlipala has been telling us how underutilized Coq's Ltac tactic programming language for proof automation is for years. Here is the... er... proof.

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